Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Charles Carruthers is a securities professional with over 5 years of experience in the industry. Joshua is currently registered with Natixis Securities Americas LLC, working out of their New York, NY office. Joshua is also registered in 51 states and holds the Series 7, SIE, and Series 79 licenses. Joshua previously worked at Greensledge Capital Markets LLC and Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/08/2022 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
08/19/2019 - 08/23/2021
GREENSLEDGE CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/28/2017 - 08/12/2019
MIZUHO SECURITIES USA LLC (NEW YORK NY)
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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