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Joshua Carl Fagan

JCC Capital Markets, LLC

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About Joshua Carl Fagan

Joshua Carl Fagan is a financial advisor with JCC Capital Markets, LLC located in Laguna Niguel, CA. Joshua has been in the financial services industry since July 3, 2004. Joshua is registered with the state of Florida. Joshua has passed the Series 63, Series 66, Series 7, Series 24 and SIE exams. Joshua has worked for several firms including Emerson Equity LLC, ARI Financial Services, Inc., Alliance Affiliated Equities Corporation and Heritage Financial Systems, Inc.

Firm Information

Joshua Fagan is currently registered with JCC Capital Markets, LLC. JCC Capital Markets, LLC is a Limited Liability Company formed in May 2007. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Fagan’s Registration & Firm History

CA

05/22/2023 - Present

JCC Capital Markets, LLC (LAGUNA NIGUEL CA)

CA

01/03/2023 - 05/02/2023

EMERSON EQUITY LLC (SAN MATEO CA)

CA

03/20/2014 - 01/03/2023

JCC CAPITAL MARKETS, LLC (LAGUNA NIGUEL CA)

TX

09/06/2012 - 12/31/2013

ARI FINANCIAL SERVICES, INC. (DENTON TX)

KS

07/07/2011 - 07/23/2012

ALLIANCE AFFILIATED EQUITIES CORPORATION (OVERLAND PARK KS)

TX

03/11/2010 - 07/20/2011

HERITAGE FINANCIAL SYSTEMS, INC. (DALLAS TX)

TX

05/04/2006 - 12/05/2008

WESTERN INTERNATIONAL SECURITIES, INC. (DENTON TX)

FL

05/04/2001 - 10/25/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 09/24/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Carl Fagan.
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