Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua C Woodby is an investment professional with over 17 years of experience in the financial services industry. Joshua is currently registered with Wells Fargo Clearing Services, LLC, and holds Series 6, 7, and 66 licenses, as well as the Securities Industry Essentials (SIE) exam. Previously, Joshua worked with J.P. Morgan Securities LLC and Chase Investment Services Corp. Joshua is a registered representative in Ohio and Texas. Joshua has been a licensed representative in several other states, including Florida, Illinois, Kansas, Kentucky, Louisiana, Michigan, Missouri, New York, North Carolina, South Carolina, Tennessee, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/19/2019 - Present
Wells Fargo Clearing Services, LLC (WOODSFIELD OH)
OH
10/01/2012 - 12/19/2017
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
IL
01/01/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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