Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Bradford is a financial advisor in Los Angeles, CA. Joshua has been a registered representative for over 18 years and has experience working with high-net-worth individuals, corporations and charitable organizations. Joshua is currently registered with Wedbush Securities Inc. and previously worked for UnionBanc Investment Services, LLC, Northern Lights Distributors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AssetMark Brokerage, LLC, Capital Brokerage Corporation, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC and WM Financial Services, Inc. Joshua holds the Series 7, Series 6, Series 63, Series 66, Series 99TO, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/01/2021 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
02/14/2017 - 06/02/2021
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
NE
10/02/2015 - 09/02/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
12/10/2014 - 05/26/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWHALL CA)
CA
08/15/2014 - 10/24/2014
ASSETMARK BROKERAGE, LLC (Encino CA)
VA
12/06/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
01/09/2013 - 12/04/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
01/03/2012 - 11/28/2012
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
CA
01/03/2011 - 04/06/2011
WELLS FARGO ADVISORS, LLC (MONTECITO CA)
CA
11/22/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MONTECITO CA)
CA
11/10/2004 - 06/06/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joshua Bradford is the right advisor for you? Invested Better is here to help.
