Unclaimed
Joshua Pruitt is a financial advisor associated with Truist Securities, Inc. Joshua has been working in the financial services industry since April 18, 2003 and is currently registered with FINRA. Joshua's first job in the industry was with BANC OF AMERICA INVESTMENT SERVICES, INC. Joshua Pruitt is licensed in 52 states. Joshua Pruitt holds Series 6, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/26/2007 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
02/10/2005 - 06/08/2007
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
MA
01/22/2002 - 07/02/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MN
07/23/2001 - 01/25/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 07/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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