Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Benjamin Sheets is a financial advisor at UBS Securities LLC. Joshua has been in the industry since 2014 and is registered with 52 states and the District of Columbia. Joshua has passed the Series 63, Series 79, and the SIE exams. Joshua was previously employed at Truist Securities, Inc. in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/27/2021 - Present
UBS Securities LLC (SAN FRANCISCO CA)
GA
10/08/2014 - 04/29/2021
TRUIST SECURITIES, INC. (ATLANTA GA)
BC
Issued 11/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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