Unclaimed
Joshua Alvarez is a financial professional with over 3 years of experience in the financial services industry. He is registered with the Securities and Exchange Commission (SEC) and holds Series 7, Series 63 and SIE licenses. Joshua has a strong track record of success in helping clients achieve their financial goals. He is currently employed by Vanguard Marketing Corp. and works out of their Scottsdale, Arizona branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
09/24/2019 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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