Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Baker is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Joshua is a Series 7TO, Series 63, and SIE licensed representative and has been in the industry since February 6, 2024. He has branch office locations in West Hartford, CT. Joshua is licensed in Connecticut, Massachusetts, New York, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
02/06/2024 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
BC
Issued 03/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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