Unclaimed
Joshua Sandberg is a registered representative with FTP Securities LLC. Joshua has been working in the financial services industry since 2008. He has a Series 7, Series 66, and Series 79TO. Joshua has previously worked at Portico Capital Securities LLC, Atlas Strategic Advisors, LLC and Macquarie Capital (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2019 - Present
FTP Securities LLC (NEW YORK NY)
CT
06/19/2015 - 03/29/2019
PORTICO CAPITAL SECURITIES LLC (GREENWICH CT)
NY
06/24/2009 - 05/15/2015
ATLAS STRATEGIC ADVISORS, LLC (NEW YORK NY)
NY
12/13/2007 - 12/09/2008
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BOTH
Issued 01/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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