Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Rice is a financial advisor with over 17 years of experience in the financial services industry. Joshua is currently registered with Osaic Wealth, Inc. and has previously been registered with Signator Investors, Inc., Transamerica Financial Advisors, Inc., and New England Securities. Joshua holds a Series 6, Series 63, Series 65, and Series 26 license. Joshua specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
01/02/2020 - Present
Osaic Wealth, Inc. (WEST DES MOINES IA)
IA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (WEST DES MOINES IA)
IA
07/09/2014 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (WEST DES MOINES IA)
IA
08/08/2011 - 06/30/2014
NEW ENGLAND SECURITIES (CEDAR RAPIDS IA)
IA
11/23/2006 - 08/08/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (CEDAR RAPIDS IA)
IA
Issued 8/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/22/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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