Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Atley Thaggard is a financial advisor who has been in the industry since August 2009. Joshua is currently registered with LPL Financial LLC and is based in Birmingham, Alabama. Prior to his current role, Joshua was employed by WELLS FARGO ADVISORS, LLC in Tuscaloosa, Alabama, where he worked as a financial advisor from September 2007 to September 2016. Joshua holds the Series 6, 7, 63, and 65 licenses as well as the SIE. Joshua has a strong background in financial planning and portfolio management, with experience working with both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
09/04/2018 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
09/25/2007 - 09/28/2016
WELLS FARGO ADVISORS, LLC (TUSCALOOSA AL)
IA
Issued 02/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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