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Joshua Anton

MM Ascend Life Investor Services, LLC

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About Joshua Anton

Joshua Anton is a licensed securities professional with over 20 years of experience in the financial services industry. Joshua is currently registered with MM Ascend Life Investor Services, LLC. Previously, Joshua was registered with Prudential Annuities Distributors, Inc., Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Dean Witter Reynolds Inc. and 1717 Capital Management Company. Joshua holds Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials Examination (SIE).

Firm Information

Joshua Anton is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Joshua Anton’s Registration & Firm History

OH

03/10/2010 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

CT

02/27/2008 - 01/13/2010

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

PA

12/31/2000 - 02/20/2008

LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHILADELPHIA PA)

PA

12/12/2000 - 12/31/2000

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

NY

06/22/1999 - 11/16/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

DE

01/21/1999 - 05/03/1999

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

BC

Issued 12/03/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Anton.
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