Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Willen is a financial advisor registered with UBS Financial Services Inc. Joshua Willen has been in the industry since February 9, 2012 and has experience working with clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Joshua Willen is registered in 36 states and has Series 6, 7, 63, and 65 licenses. Joshua Willen is affiliated with UBS Financial Services Inc. and offers a variety of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
07/10/2023 - Present
UBS Financial Services Inc. (GRAND RAPIDS MI)
OH
11/02/2021 - 07/05/2023
KESTRA INVESTMENT SERVICES, LLC (CINCINNATI OH)
OH
07/06/2017 - 11/22/2021
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
06/03/2016 - 11/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
KY
07/21/2014 - 01/05/2016
J.P. MORGAN SECURITIES LLC (FLORENCE KY)
KY
02/24/2009 - 08/24/2012
CHASE INVESTMENT SERVICES CORP. (BURLINGTON KY)
IA
Issued 08/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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