Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Anthony Lukeman is a financial professional with over 25 years of experience in the securities industry. Joshua is currently registered with Nomura Securities International, Inc. and has previously held positions at Credit Suisse Securities (USA) LLC, Morgan Stanley & Co., Incorporated, and Lehman Brothers Inc. Joshua holds multiple FINRA licenses, including Series 3, 4, 7, 24, 55, 57TO, and 63 and SIE. Joshua is also a registered representative in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
02/02/2023 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
07/20/2004 - 02/06/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/10/1997 - 03/03/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
01/14/1997 - 03/13/1997
VISTA SECURITIES INC. (GARDEN CITY NY)
NY
01/30/1996 - 02/20/1996
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
04/04/1995 - 11/27/1995
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
03/05/1994 - 06/15/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
09/15/1993 - 12/15/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 4 - Registered Options Principal Examination
BC
Issued 06/21/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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