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Joshua Anthhony Caldwell

Horace Mann Investors, Inc.

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About Joshua Anthhony Caldwell

Joshua Caldwell is a financial advisor with over 1 year of experience in the financial services industry. Joshua currently works at Horace Mann Investors, Inc. Previously, Joshua worked at Raymond James & Associates, Inc. in Greenville, NC. Joshua is a Series 7 and SIE licensed professional. Joshua Caldwell specializes in Investment Advisory Services.

Firm Information

Joshua Caldwell is currently registered with Horace Mann Investors, Inc.. Horace Mann Investors, Inc., a Corporation, is a registered investment advisor with the SEC and in all 50 states. Founded in 1957, the firm offers investment advisory services including selection of other advisors. Horace Mann Investors, Inc. serves individuals other than high-net-worth, with total assets under management of $62,122,049 across 498 non-discretionary accounts. The firm's main office is located in Springfield, IL.
Horace Mann Investors, Inc.

ONE HORACE MANN PLAZA

SPRINGFIELD, IL 62715-0001

$62.12M

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Percentage of assets under third party investment management

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Joshua Caldwell’s Registration & Firm History

IL

09/26/2019 - Present

Horace Mann Investors, Inc. (SPRINGFIELD IL)

NC

11/21/2018 - 03/05/2019

RAYMOND JAMES & ASSOCIATES, INC. (GREENVILLE NC)

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Licenses & Designations

BC

Issued 11/22/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joshua Anthhony Caldwell. Review regulatory record here.
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