Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Yocam is a financial advisor with over 12 years of experience in the industry. Joshua currently works at Raymond James & Associates, Inc. and is licensed in multiple states, including California, Nevada, and Texas. Joshua has a diverse background, having previously worked at Morgan Stanley, Bluerock Capital Markets LLC, Stira Capital Markets Group, LLC, and Oppenheimer & Co. Inc. Joshua has a wide range of experience in financial planning, portfolio management, and providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/14/2024 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
09/28/2018 - 05/10/2024
MORGAN STANLEY (Irvine CA)
CA
02/23/2018 - 10/11/2018
BLUEROCK CAPITAL MARKETS LLC (Newport Beach CA)
CA
10/13/2015 - 02/20/2018
STIRA CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
12/04/2012 - 09/03/2015
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
10/31/2011 - 12/11/2012
MORGAN STANLEY (SANTA ANA CA)
BOTH
Issued 11/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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