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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Andrew Lopez is a financial advisor with Fidelity Personal And Workplace Advisors. Joshua has been in the financial services industry since 2012. He is registered as a registered representative with FINRA and an investment advisor representative with state securities authorities. Joshua has offices in Boston, MA, Greenville, SC, and currently holds registrations in 14 states and the District of Columbia. Joshua has passed the Series 7, Series 63, Series 66 and SIE exams. Previous to Fidelity Personal And Workplace Advisors, Joshua worked for SunTrust Investment Services, Inc., Wells Fargo Advisors, LLC and MWA Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
09/15/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
SC
07/19/2013 - 10/21/2014
SUNTRUST INVESTMENT SERVICES, INC. (GREENVILLE SC)
SC
12/06/2012 - 06/11/2013
WELLS FARGO ADVISORS, LLC (GREENVILLE SC)
SC
03/05/2012 - 10/04/2012
MWA FINANCIAL SERVICES INC. (GREENVILLE SC)
BOTH
Issued 03/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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