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Joshua Allen

Charles Schwab & CO., Inc.

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About Joshua Allen

Joshua Allen is a financial advisor currently registered with Charles Schwab & CO., Inc. in Schaumburg, Illinois. Prior to joining Charles Schwab, Joshua was a registered representative with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Rolling Meadows, Illinois. Joshua has been active in the financial industry since May 2022. He holds the Series 7, Series 66 and SIE licenses. Joshua specializes in working with individuals and other investment advisors and offers financial planning services and a wrap fee program.

Firm Information

Joshua Allen is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joshua Allen’s Registration & Firm History

IL

09/04/2024 - Present

Charles Schwab & CO., Inc. (Schaumburg IL)

IL

05/03/2022 - 09/03/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)

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Licenses & Designations

BOTH

Issued 07/05/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joshua Allen.
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