Unclaimed
Joshua Kane is a financial professional with over 10 years of experience in the financial services industry. Joshua has held positions at several firms including Foreside Fund Services, LLC and Carey Financial, LLC. Currently, Joshua is registered with Franklin Distributors, LLC and Clarion Partners Securities, LLC. Joshua is licensed to provide securities related services in 52 states and territories. Joshua holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2019 - Present
Franklin Distributors, LLC (New York NY)
NY
03/18/2013 - 01/29/2014
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
02/24/2011 - 02/14/2013
CAREY FINANCIAL, LLC (NEW YORK NY)
BC
Issued 03/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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