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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Alexander Darwin is a Registered Investment Advisor Representative with Regal Investment Advisors LLC. Joshua Darwin has been in the securities industry since 1991 and has a broad experience in both broker-dealer and investment advisor firms. He is a registered representative in the state of Massachusetts. Joshua Darwin provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
MA
05/21/2020 - Present
Regal Investment Advisors LLC (Needham MA)
MA
05/07/2020 - 10/02/2020
REGULUS, LLC (Needham MA)
MA
04/10/2001 - 03/19/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
NY
07/27/1999 - 03/26/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MO
11/18/1998 - 07/08/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
02/18/1994 - 11/04/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/04/1991 - 02/24/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
NY
08/09/1991 - 11/07/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 03/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/1993
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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