Unclaimed
Joshua Alan Williams is a financial advisor with Fidelity Brokerage Services LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, SIE, and Series 63 licenses. He has been in the industry since 2021 and has experience with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/09/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
08/02/2021 - 04/01/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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