Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Klein is a financial advisor with over 17 years of experience in the industry. Joshua has a wide range of experience, having worked for several firms, including NatCity Investments, Inc. Joshua currently works for Oneamerica Securities, Inc. and is registered in 51 states as a Broker-Dealer. Joshua also holds a Series 65 license for Investment Advisor, in addition to several other licenses. Joshua’s clients primarily consist of individuals, including those with a high net worth, as well as corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
02/24/2010 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
GA
07/23/2009 - 11/03/2009
INVEST FINANCIAL CORPORATION (BLAIRSVILLE GA)
GA
06/16/2006 - 07/28/2009
FIRST LEGACY SECURITIES, LLC (BLAIRSVILLE GA)
OH
05/09/2005 - 06/16/2006
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
MN
11/24/2004 - 05/06/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
IA
Issued 02/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2010
Series 4 - Registered Options Principal Examination
BC
Issued 08/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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