Unclaimed
Joshua Dunivant is a financial advisor registered with BNP Paribas Securities Corp. and has been working in the financial industry since 2005. Joshua has a strong background in trading, holding licenses for Series 7, 24, 55, 57TO and SIE. Previously, Joshua has worked with firms such as Barclays Capital Inc., Macquarie Capital (USA) Inc. and Bear, Stearns & Co. Inc. Joshua is registered in all states and is able to offer a range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/31/2015 - Present
BNP Paribas Securities Corp. (Miami FL)
NY
09/15/2011 - 05/22/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/07/2008 - 06/08/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
06/29/2005 - 08/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/06/2003 - 07/14/2003
MBSC, LLC (NEW YORK NY)
NY
02/11/2003 - 06/06/2003
MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)
BC
Issued 07/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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