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Joshua Aaron Wirth

Newoak Capital Markets LLC

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About Joshua Aaron Wirth

Joshua Wirth is a financial professional with over 12 years of experience in the industry. Joshua is currently registered with Newoak Capital Markets LLC in New York, New York. Joshua holds FINRA Series 7, 66, SIE and 99TO licenses.

Firm Information

Joshua Wirth is currently registered with Newoak Capital Markets LLC. Newoak Capital Markets LLC is a Limited Liability Company formed on December 30, 1999. The firm is registered in nine states: California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. It also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Wirth’s Registration & Firm History

NY

08/16/2010 - Present

Newoak Capital Markets LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/17/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Aaron Wirth.
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