Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Aaron Maddux is a financial advisor who has been in the industry since 2004. Joshua is registered with Fidelity Personal And Workplace Advisors. Joshua works in the SALT LAKE CITY, UT area. Joshua has licenses for Series 66, Series 63, Series 65, Series 10, Series 9, Series 7TO, SIE, Series 7 and Series 52. Joshua has specialized in the following areas: Financial Planning, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses and Portfolio Management for Individuals. Prior to working at Fidelity Personal And Workplace Advisors Joshua worked at Thrivent Investment Management Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and H&R Block Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
06/03/2022 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
MN
01/21/2016 - 04/07/2016
THRIVENT INVESTMENT MANAGEMENT INC. (GOLDEN VALLEY MN)
MN
06/01/2009 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (MINNEAPOLIS MN)
MN
04/18/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
MN
02/06/1995 - 04/23/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (WOODBURY MN)
BOTH
Issued 05/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/03/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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