Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua A. Swenson is a Registered Representative and Investment Advisor Representative with Independent Financial Partners. Joshua has been in the financial services industry since March 18, 2008. Joshua is registered with the state of Wisconsin. Joshua holds the Series 63, 66, 7, and SIE licenses. Joshua has experience working with individuals, corporations, and retirement plans. Joshua's current employment at Independent Financial Partners began in December 2010. Previous employers include LPL Financial, NRP Financial, and Northwestern Mutual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
WI
12/02/2010 - Present
Independent Financial Partners (Waukesha WI)
WI
11/30/2010 - 05/23/2019
LPL FINANCIAL LLC (WAUKESHA WI)
WI
11/10/2009 - 11/30/2010
NRP FINANCIAL, INC. (DELAFIELD WI)
WI
03/19/2008 - 11/11/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joshua Swenson is the right advisor for you? Invested Better is here to help.
