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Joshua A Bauder

Alight Financial Advisors, LLC

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About Joshua A Bauder

Joshua Bauder is an investment advisor representative at Alight Financial Advisors, LLC. Joshua has been working in the financial services industry since 2001. Joshua holds the Series 6, 7, 63 and 66 licenses. Joshua is registered with the state of North Carolina and Pennsylvania. Prior to joining Alight Financial Advisors, Joshua was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alight Financial Advisors is a financial services company with $10 billion to $50 billion in assets under management. The firm provides financial planning, portfolio management for individuals and educational seminars.

Firm Information

Joshua Bauder is currently registered with Alight Financial Advisors, LLC. Alight Financial Advisors, LLC is an investment advisor registered with the SEC and located in Charlotte, NC. The firm manages approximately $10 billion to $50 billion in assets for individuals. They offer a range of services including financial planning, portfolio management, and educational seminars. They are also a participant in wrap fee programs.
Alight Financial Advisors, LLC

9335 HARRIS CORNERS PARKWAY

CHARLOTTE, NC 28269

$33.74B

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Set-up fees and related services

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Joshua Bauder’s Registration & Firm History

PA

06/15/2019 - Present

Alight Financial Advisors, LLC (Douglassville PA)

NJ

05/20/2002 - 07/24/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

PA

08/13/2001 - 02/21/2002

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

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Licenses & Designations

IA

Issued 06/15/2019

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/06/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/10/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joshua A Bauder.
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