Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josh? Claim Your ProfileJosh W Oliver is a financial advisor with over 20 years of experience in the industry. Josh is currently registered with LPL Financial LLC and holds Series 7, 24, 31 and 63 licenses as well as a Series 65 license. Josh has previously worked with several other firms including Pruco Securities, LLC, Key Investment Services LLC, APW Capital, Inc., Citizens Securities, Inc., UVEST Financial Services Group, Inc., Webster Investment Services, Inc., and Morgan Stanley DW Inc. Josh’s specializations include financial planning, investment advisory services, and retirement planning. Josh has worked with a wide range of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/01/2024 - Present
LPL Financial LLC (VERNON CT)
CT
06/20/2019 - 10/07/2020
PRUCO SECURITIES, LLC. (SOUTH WINDSOR CT)
CT
04/23/2018 - 04/26/2019
KEY INVESTMENT SERVICES LLC (S WINDSOR CT)
NJ
05/30/2017 - 04/17/2018
APW CAPITAL, INC. (ROCKAWAY NJ)
CT
05/24/2016 - 05/26/2017
CITIZENS SECURITIES, INC. (NEW LONDON CT)
CT
10/11/2011 - 06/03/2016
LPL FINANCIAL LLC (WEST HARTFORD CT)
CT
02/13/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (FARMINGTON CT)
CT
10/30/2003 - 02/13/2007
WEBSTER INVESTMENT SERVICES, INC. (HARTFORD CT)
NY
09/20/2000 - 11/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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