Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josh? Claim Your ProfileJosh Listanowsky is a securities professional with over 20 years of experience in the financial services industry. Josh has held positions at several prominent firms, including Goldman Sachs, Credit Suisse, and Weeden & Co. Josh's current role is at UBS Securities LLC where Josh has been since 2016. Josh is licensed in securities and holds a Series 7, Series 24, Series 3, Series 55, Series 57TO and Series 63 license and the SIE exam. Josh has been registered with FINRA since 2006 and is currently licensed to conduct business in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/11/2016 - Present
UBS Securities LLC (NEW YORK NY)
CT
07/14/2015 - 04/21/2016
WEEDEN & CO.L.P. (GREENWICH CT)
NY
05/29/2015 - 04/21/2016
PRAGMA SECURITIES LLC (NEW YORK NY)
NY
09/25/2013 - 06/01/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/10/2011 - 09/25/2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
07/12/2007 - 05/05/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/06/1997 - 06/13/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 09/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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