Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josh? Claim Your ProfileJosh Frankel is a financial advisor with Trustmont Advisory Group, Inc. Josh has been in the financial industry since 1996 and has worked with a variety of clients including high-net-worth individuals and individuals other than high-net-worth. Josh has experience in financial planning, portfolio management for individuals and the selection of other advisors. Josh holds Series 7, Series 9, Series 10, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/23/2021 - Present
Trustmont Advisory Group, Inc. (GREENSBURG PA)
NY
01/03/2017 - 07/18/2019
CAPITAL FINANCIAL SERVICES, INC. (East Setauket NY)
NY
11/18/2010 - 01/20/2017
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
11/17/2009 - 10/29/2010
HSBC SECURITIES (USA) INC. (SYOSSET NY)
NY
09/01/2009 - 10/20/2009
MML INVESTORS SERVICES, INC. (MT. SINAI NY)
NY
01/02/2009 - 06/23/2009
NORTH RIDGE SECURITIES CORP. (EAST SETAUKET NY)
NY
01/30/2008 - 01/07/2009
WAMU INVESTMENTS, INC. (BOHEMIA NY)
NY
04/12/2006 - 02/26/2008
HSBC SECURITIES (USA) INC. (HUNTINGTON STATION NY)
IL
01/20/1998 - 04/03/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
07/31/1997 - 01/12/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
WI
05/13/1996 - 07/09/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
05/12/1996 - 07/09/1997
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
08/22/1995 - 10/10/1995
MARLOWE & COMPANY (NEW YORK NY)
IA
Issued 05/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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