Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josette? Claim Your ProfileJosette Pelle is a financial advisor with UBS Financial Services Inc. Josette has been working in the financial industry since 2002. Josette has a broad range of experience and specializations including Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Security Ratings. Josette is registered to offer investment advice in 24 states. Josette was previously registered with Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/31/2008 - Present
UBS Financial Services Inc. (RED BANK NJ)
NJ
04/02/2007 - 02/11/2008
MORGAN STANLEY & CO., INCORPORATED (RED BANK NJ)
NJ
10/28/2004 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NY
03/30/1998 - 07/26/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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