Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josette? Claim Your ProfileJosette C. Rathbun is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Naples, FL. Josette has been working in the financial industry since February 10, 1987. Josette has a combined 36 years of experience in the securities industry, and has a broad range of experience advising both individuals and businesses. Josette is registered with FINRA and is a licensed Investment Advisor Representative in Florida, Indiana, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/15/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPLES FL)
IN
07/31/1993 - 09/19/2008
CITIGROUP GLOBAL MARKETS INC. (INDIANAPOLIS IN)
NY
01/07/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/11/1987 - 01/09/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 08/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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