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Josephine Yung-hsien Liu

TWO Sigma Securities, LLC

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About Josephine Yung-hsien Liu

Josephine Yung-hsien Liu is an active advisor with over 20 years of experience in the financial industry. Josephine has held various roles at financial firms, including a position at ITG INC. for eight years before joining Two Sigma Securities, LLC in 2010. Josephine is registered with FINRA and holds several licenses including Series 7, Series 24, Series 4, Series 55, and Series 63. Josephine is registered in Connecticut and New York.

Firm Information

Josephine Liu is currently registered with TWO Sigma Securities, LLC. TWO Sigma Securities, LLC is a Limited Liability Company formed on October 3, 2008. The firm is registered in Connecticut and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Josephine Liu’s Registration & Firm History

NY

09/03/2010 - Present

TWO Sigma Securities, LLC (Rye NY)

NY

05/15/2002 - 06/30/2010

ITG INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2010

Series 24 - General Securities Principal Examination

BC

Issued 02/27/2006

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Josephine Yung-hsien Liu.
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