Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josephine? Claim Your ProfileJosephine Santos is a financial advisor at Raymond James & Associates, Inc. with over 20 years of experience in the industry. Josephine has held previous roles at UBS Financial Services Inc., Citigroup Global Markets Inc., Morgan Stanley DW Inc., Lehman Brothers Inc., and First Albany Corporation. Josephine is licensed in the state of New York. Josephine specializes in financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/30/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
09/15/2017 - 08/20/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/01/2012 - 05/02/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/07/2006 - 10/13/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
10/31/2003 - 01/19/2006
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
NY
05/31/2002 - 07/29/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/06/2000 - 06/11/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/03/2000 - 07/31/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 04/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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