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Josephine Moran

Osaic Institutions, Inc.

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About Josephine Moran

Josephine Moran is a financial advisor with over 20 years of experience in the financial services industry. Josephine is currently registered with Osaic Institutions, Inc. in Hanover, NH and has previously worked at CETERA INVESTMENT SERVICES LLC, LPL FINANCIAL LLC, SANTANDER SECURITIES LLC, WELLS FARGO ADVISORS, LLC and FIRST UNION BROKERAGE SERVICES, INC.

Firm Information

Josephine Moran is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Josephine Moran’s Registration & Firm History

NH

04/18/2023 - Present

Osaic Institutions, Inc. (HANOVER NH)

NJ

08/13/2019 - 07/16/2021

CETERA INVESTMENT SERVICES LLC (ISELIN NJ)

CT

09/19/2016 - 07/31/2018

LPL FINANCIAL LLC (SOUTHINGTON CT)

NJ

07/07/2016 - 09/14/2016

CETERA INVESTMENT SERVICES LLC (FAIR LAWN NJ)

NJ

02/14/2013 - 10/26/2015

SANTANDER SECURITIES LLC (SHORT HILLS NJ)

NJ

10/01/2000 - 04/15/2011

WELLS FARGO ADVISORS, LLC (TOMS RIVER NJ)

NC

12/13/1999 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2001

Series 7 - General Securities Representative Examination

BC

Issued 12/11/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Josephine Moran.
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