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Joseph Bernard Abruzzo

Elevation, LLC

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About Joseph Bernard Abruzzo

Joseph Bernard Abruzzo is a registered representative with Elevation, LLC in Palm Beach Gardens, FL. Joseph has been in the financial services industry for 15 years, starting his career in June 2008. Previously, Joseph worked at Direct Access Partners LLC, Convergex Execution Solutions LLC, and Seaboard Securities, Inc. Joseph holds Series 7, Series 55, Series 63, Series 57TO and SIE licenses and is registered with the state of Florida as well as the state of Connecticut, New Jersey, New York and North Carolina.

Firm Information

Joseph Abruzzo is currently registered with Elevation, LLC. Elevation, LLC is a Limited Liability Company formed in December 2005 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Abruzzo’s Registration & Firm History

FL

05/22/2013 - Present

Elevation, LLC (Palm Beach Gardens FL)

NY

12/12/2011 - 05/31/2013

DIRECT ACCESS PARTNERS LLC (NEW YORK NY)

FL

04/15/2009 - 12/13/2011

CONVERGEX EXECUTION SOLUTIONS LLC (TEQUESTA FL)

FL

06/30/2008 - 05/18/2009

SEABOARD SECURITIES, INC. (TEQUESTA FL)

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Licenses & Designations

BC

Issued 09/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/28/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Bernard Abruzzo.
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