Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Zupka is a financial advisor who is currently registered with Empower Financial Services, Inc. Joseph has been in the financial services industry since December 4, 2020 and is licensed to sell securities in 51 states. Joseph has a strong background in securities, having previously worked for Prudential Investment Management Services LLC and Equitable Advisors, LLC. Joseph has passed the Series 66, Series 63, Series 7TO and SIE examinations. Joseph is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/04/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
10/27/2022 - 03/04/2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CO
05/03/2022 - 09/19/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NY
08/06/2020 - 02/07/2022
EQUITABLE ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 11/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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