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Joseph Yong Yi

Aegis Capital Corp.

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About Joseph Yong Yi

Joseph Yong Yi is a financial advisor with Aegis Capital Corp. Joseph has been in the industry for over 13 years, and is registered in Georgia as an Investment Advisor Representative. Prior to joining Aegis, Joseph worked for Equity Services, Inc., MML Investors Services, LLC, Investment Professionals, Inc., Raymond James & Associates, Inc., and Morgan Stanley Smith Barney. Joseph specializes in working with high net worth individuals, corporations, and pooled investment vehicles. His services include financial planning and portfolio management.

Firm Information

Joseph Yi is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Yi’s Registration & Firm History

NY

04/12/2024 - Present

Aegis Capital Corp. (MELVILLE NY)

GA

05/04/2020 - 03/12/2024

EQUITY SERVICES, INC. (ATLANTA GA)

GA

03/24/2016 - 04/28/2020

MML INVESTORS SERVICES, LLC (ATLANTA GA)

GA

06/30/2015 - 03/01/2016

INVESTMENT PROFESSIONALS, INC. (SUWANEE GA)

GA

02/13/2013 - 07/13/2015

RAYMOND JAMES & ASSOCIATES, INC. (ALPHARETTA GA)

GA

07/06/2012 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)

GA

12/10/2009 - 07/11/2012

MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)

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Licenses & Designations

BOTH

Issued 01/06/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 12/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Joseph Yong Yi. Review regulatory record here.
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