Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Yong Hahm is a financial professional with over 15 years of experience in the financial services industry. Joseph currently works at Charles Schwab & Co., Inc. Joseph previously held positions at T3 TRADING GROUP, LLC, ROBINHOOD FINANCIAL, LLC, REDBRIDGE SECURITIES LLC, APEX CLEARING CORPORATION, HILLTOP SECURITIES INC., FIRST SOUTHWEST COMPANY, LLC, CAPITAL INSTITUTIONAL SERVICES, INC., ASSENT LLC, SOUTHWEST SECURITIES, INC., NEXT FINANCIAL GROUP, INC. and KERSHNER TRADING GROUP, LLC. Joseph has a strong track record of providing personalized financial guidance to clients, helping them achieve their financial goals. Joseph has a wide range of experience and qualifications. Joseph is a licensed securities professional with the Series 63, Series 14, Series 53, Series 4, Series 24, Series 52TO, Series 99TO, Series 57TO, Series 6TO, SIE, Series 55 and Series 7 licenses. Joseph is a valuable asset to any investment team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
04/03/2023 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NY
02/08/2022 - 07/25/2022
T3 TRADING GROUP, LLC (NEW YORK NY)
TX
01/04/2021 - 02/07/2022
ROBINHOOD FINANCIAL, LLC (Westlake TX)
TX
12/21/2017 - 10/16/2020
REDBRIDGE SECURITIES LLC (FRISCO TX)
TX
04/04/2016 - 11/18/2016
APEX CLEARING CORPORATION (DALLAS TX)
TX
01/22/2016 - 03/28/2016
HILLTOP SECURITIES INC. (Dallas TX)
TX
05/17/2012 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Dallas TX)
TX
01/26/2011 - 05/16/2012
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
03/31/2009 - 02/23/2010
ASSENT LLC (AUSTIN TX)
TX
01/12/2009 - 03/26/2009
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
06/05/2006 - 12/23/2008
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
05/10/2005 - 04/13/2006
KERSHNER TRADING GROUP, LLC (AUSTIN TX)
BC
Issued 05/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/07/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/03/2008
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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