Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Wraga is a financial professional with over 17 years of experience in the industry. Joseph is currently registered with Charles Schwab & CO., Inc. and is a Registered Representative. Prior to joining Charles Schwab & CO., Inc., Joseph was previously associated with firms such as BLACKROCK FUND DISTRIBUTION COMPANY, BARCLAYS GLOBAL INVESTORS SERVICES, MONTGOMERY & CO., LLC and ABS BROKERAGE SERVICES, L.L.C.. Joseph holds various licenses, including Series 7, 63, 55, 57TO, and 65. Joseph offers financial planning, selection of other advisors, and wrap fee program services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
03/31/2022 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
11/06/2009 - 12/13/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
10/25/2007 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
CA
06/15/2006 - 10/12/2007
MONTGOMERY & CO., LLC (SAN FRANCISCO CA)
NJ
03/22/2006 - 06/19/2006
ABS BROKERAGE SERVICES, L.L.C. (NEWARK NJ)
NY
07/08/2003 - 12/08/2004
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
TX
10/05/2001 - 12/17/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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