Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Witzig is a financial advisor registered with Wells Fargo Clearing Services, LLC. Joseph has over 8 years of experience in the financial services industry. Joseph holds Series 66, 10, 9, 7 and SIE licenses and is registered to offer investment advice in 53 states. Prior to joining Wells Fargo Clearing Services, LLC, Joseph was registered with SCOTTRADE, INC. Joseph also has experience working with various clients, including individuals, corporations, charitable organizations, pension and profit-sharing plans, high-net-worth individuals, and insurance companies. Joseph is committed to providing personalized financial advice and investment solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
05/25/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/27/2017 - 05/08/2017
SCOTTRADE, INC. (DESPERES MO)
MO
07/20/2015 - 02/28/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 08/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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