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Joseph William Vencil

Clear Street LLC

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About Joseph William Vencil

Joseph Vencil is a financial professional with over 25 years of experience in the financial services industry. Joseph Vencil is currently registered with Clear Street LLC, a brokerage firm with a focus on providing investment services to clients. Joseph Vencil previously held positions at Forte Securities LLC, R. F. Lafferty & Co., Inc., Albert Fried & Company, LLC, Global Hunter Securities, LLC, ICM Capital Markets Ltd., VTRADER PRO, LLC, H.C. Wainwright & Co., Inc., IXIS Securities North America Inc., Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joseph Vencil is a registered principal with FINRA and is licensed in numerous states across the United States.

Firm Information

Joseph Vencil is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Vencil’s Registration & Firm History

NY

07/24/2019 - Present

Clear Street LLC (NEW YORK NY)

NY

03/06/2019 - 08/08/2019

FORTE SECURITIES LLC (New York NY)

NY

12/07/2018 - 02/20/2019

R. F. LAFFERTY & CO., INC. (NEW YORK NY)

NY

05/08/2017 - 12/17/2018

FORTE SECURITIES LLC (New York NY)

NY

02/10/2014 - 05/04/2017

ALBERT FRIED & COMPANY, LLC (NEW YORK NY)

NY

06/03/2013 - 10/15/2013

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

09/21/2011 - 07/25/2012

ICM CAPITAL MARKETS LTD. (NEW YORK NY)

CA

06/30/2011 - 12/23/2011

VTRADER PRO, LLC (SAN FRANCISCO CA)

NY

10/03/2006 - 05/31/2007

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

NY

01/24/2003 - 09/25/2006

IXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

11/03/2000 - 01/07/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

11/20/1989 - 01/07/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

08/07/1989 - 11/01/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/19/1986 - 08/19/1987

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

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Licenses & Designations

BOTH

Issued 09/30/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2012

Series 30 - NFA Branch Manager Examination

BC

Issued 12/28/2011

Series 24 - General Securities Principal Examination

BC

Issued 11/21/2011

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/17/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/24/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 10/28/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/19/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Joseph William Vencil. Review regulatory record here.
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