Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Munger is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Eau Claire, WI. Joseph has been working in the financial services industry since March 12, 1985. Joseph has held previous positions with Piper Jaffray Inc., American Express Financial Advisors Inc., and IDS Financial Services Inc. Joseph holds the Series 6, 7, 22, 63, and 65 licenses. Joseph has been registered with the state of Wisconsin since September 18, 1995. In addition to being a financial advisor, Joseph is also a limited partner in 80/40 LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/18/1995 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EAU CLAIRE WI)
MN
07/29/1987 - 09/26/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
03/13/1985 - 08/08/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
03/13/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 09/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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