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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph William Jones is a financial advisor with LPL Financial LLC, a firm that manages more than $50 billion in assets and serves over 168,000 clients. Joseph William Jones has been in the industry since 1988. Joseph William Jones is registered with the state of Kentucky as a registered representative and investment advisor. Joseph William Jones is also registered as a registered representative in the states of Florida, Illinois, Louisiana, Missouri, Ohio, and Tennessee. Joseph William Jones has Series 6, 7, 22, and 63 licenses as well as the SIE license. Joseph William Jones is a Certified Financial Planner. Joseph William Jones' previous employers include INVEST FINANCIAL CORPORATION, ONB INVESTMENT SERVICES, INC., JEFFERSON PILOT SECURITIES CORPORATION, FIFTH THIRD SECURITIES, INC., and NEW ENGLAND SECURITIES. Joseph William Jones has experience providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
11/30/2009 - Present
LPL Financial LLC (POWDERLY KY)
KY
11/30/2005 - 12/01/2009
INVEST FINANCIAL CORPORATION (GREENVILLE KY)
IN
07/29/2003 - 12/01/2005
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
IN
01/23/2002 - 07/31/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
OH
09/27/2000 - 01/07/2002
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
04/27/1988 - 09/11/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 02/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1991
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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