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Joseph William Horner

THE Leaders Group, Inc.

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About Joseph William Horner

Joseph Horner is a financial advisor with The Leaders Group, Inc. Joseph has been working in the financial services industry since December 18, 1996. Joseph holds the Series 6 and Series 63 securities licenses and is currently registered in New York. Before joining The Leaders Group, Inc., Joseph was a registered representative with HORNOR, TOWNSEND & KENT, INC., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, AMERICAN GENERAL SECURITIES INCORPORATED, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.

Firm Information

Joseph Horner is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Horner’s Registration & Firm History

CO

03/10/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

04/26/2011 - 05/11/2018

HORNOR, TOWNSEND & KENT, INC. (STATEN ISLAND NY)

CO

05/13/2008 - 03/30/2010

THE LEADERS GROUP, INC. (LITTLETON CO)

NJ

10/24/2005 - 06/15/2006

NFP SECURITIES, INC. (CRANFORD NJ)

AZ

05/08/2003 - 11/08/2005

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

AZ

09/20/2000 - 12/31/2001

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

MA

02/23/1989 - 01/20/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/23/1989 - 01/20/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/14/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph William Horner.
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