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Joseph William Henry

BNP Paribas Securities Corp.

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About Joseph William Henry

Joseph William Henry is a financial advisor with over 20 years of experience in the financial services industry. Joseph is currently registered with BNP Paribas Securities Corp. and is licensed in all 50 states and the District of Columbia. Joseph holds a variety of licenses and certifications, including the Series 7, Series 24, Series 63, Series 99TO and the SIE. Prior to joining BNP Paribas Securities Corp., Joseph worked at Deutsche Bank Securities Inc. and Morgan Stanley & Co., Incorporated.

Firm Information

Joseph Henry is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Henry’s Registration & Firm History

NY

12/23/2020 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

07/09/2002 - 12/23/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/24/2000 - 06/27/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/30/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph William Henry.
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