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Joseph William Fleischman

Vanderbilt Securities, LLC

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About Joseph William Fleischman

Joseph William Fleischman is a financial professional with over 30 years of experience in the securities industry. Joseph is currently registered with Vanderbilt Securities, LLC and has been with the firm since January 2002. Prior to that, Joseph was registered with Prime Capital Services, Inc. and New Times Securities Services, Inc. Joseph has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.

Firm Information

Joseph Fleischman is currently registered with Vanderbilt Securities, LLC. Vanderbilt Securities, LLC is a Limited Liability Company that was formed on December 5, 2001. The firm is registered in 51 states and the SEC and is approved to operate in all of them.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Fleischman’s Registration & Firm History

NY

01/07/2002 - Present

Vanderbilt Securities, LLC (WOODBURY NY)

NY

02/29/2000 - 01/30/2002

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

NY

05/29/1998 - 02/16/2000

NEW TIMES SECURITIES SERVICES, INC. (MELVILLE NY)

NA

02/13/1997 - 02/11/1998

NEW TIMES SECURITIES SERVICES, INC.

TN

11/05/1996 - 02/04/1997

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

NY

02/08/1994 - 10/23/1996

LONG ISLAND FINANCIAL GROUP, INC. (ROSLYN NY)

NY

03/23/1987 - 08/09/1996

PERSONAL ASSET MANAGEMENT LTD. (UNIONDALE NY)

NA

11/10/1986 - 09/27/1988

EQUICO SECURITIES, INC.

NA

11/10/1986 - 09/27/1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BC

Issued 01/22/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/06/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph William Fleischman. Review regulatory record here.
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