Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Daly is a registered representative with Roosevelt & Cross, Inc. with over 15 years of experience in the securities industry. Joseph holds FINRA licenses, including Series 52, Series 53, and Series 63. Joseph is licensed in 52 states and the District of Columbia, and has a vast knowledge and understanding of the securities markets, specializing in municipal securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/07/2008 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
BC
Issued 03/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2008
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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