Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Westendorf is a financial advisor with U.S. Bancorp Investments, Inc. located in Sarasota, Florida. Joseph is a registered representative in Florida. Joseph's experience in the financial industry dates back to 1998. Joseph is a registered representative with FINRA and a registered investment advisor with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
FL
10/28/2024 - Present
U.s. Bancorp Investments, Inc. (Sarasota FL)
OH
10/18/2018 - 04/01/2022
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
CO
09/28/2016 - 09/12/2018
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
FL
04/12/2016 - 08/22/2016
FIFTH THIRD SECURITIES, INC. (BRADENTON FL)
CO
12/12/2012 - 04/13/2016
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
FL
06/21/2012 - 11/28/2012
AXA ADVISORS, LLC (TAMPA FL)
FL
04/27/2005 - 09/19/2011
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
NY
06/24/1998 - 04/18/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/30/1996 - 10/09/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/13/1995 - 08/02/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/13/1995 - 08/02/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 04/01/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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