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Joseph Wesley Forte

Pruco Securities, LLC

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About Joseph Wesley Forte

Joseph Wesley Forte is a financial professional with over 20 years of experience in the industry. He is currently registered with Pruco Securities, LLC in Houston, Texas. Joseph has held previous positions with Mariner Investment Group, Principal Securities, Inc., Woodbury Financial Services, Inc., Invest Financial Corporation, and National Planning Corporation. Joseph is registered with the following securities regulators: FINRA, and the states of California, Florida, Georgia, Louisiana, Maryland, and Texas.

Firm Information

Joseph Forte is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joseph Forte’s Registration & Firm History

TX

05/22/2019 - Present

Pruco Securities, LLC (HOUSTON TX)

TX

02/21/2019 - 05/14/2019

MARINER INVESTMENT GROUP (HOUSTON TX)

TX

01/10/2006 - 12/31/2018

PRINCIPAL SECURITIES, INC. (Missouri City TX)

MN

08/23/2005 - 01/12/2006

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

WI

02/10/2004 - 09/07/2005

INVEST FINANCIAL CORPORATION (APPLETON WI)

CA

09/01/1998 - 12/31/2003

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 10/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Joseph Wesley Forte. Review regulatory record here.
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